Roy E Carrera is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2018-09-19 | 2024-11-14 | — |
| BFC PLANNING, INC. | 2017-06-15 | 2018-08-15 | — |
| EQUITABLE ADVISORS, LLC | 2016-03-11 | 2017-05-24 | — |
| HIGHLAND INVESTMENT ADVISORS LLC | 2013-01-02 | 2015-03-11 | — |
| ALLSPRING FUNDS MANAGEMENT, LLC | 2007-10-23 | 2012-06-25 | — |