THERESA M ROBERTS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 9 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2023-04-17 | present | Yes |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2020-03-02 | 2023-03-24 | — |
| BB&T SECURITIES, LLC | 2019-04-02 | 2020-02-28 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-10-09 | 2019-03-26 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-03-01 | 2015-10-02 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2011-07-13 | 2013-02-21 | — |
| CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC | 2010-07-28 | 2011-07-15 | — |
| SECURITIES AMERICA ADVISORS, INC. | 2009-01-23 | 2010-02-01 | — |
| BRECEK & YOUNG ADVISORS, INC. | 2007-09-27 | 2009-01-23 | — |