ELAINE ROECKLEIN

ELAINE ROECKLEIN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

Registration history (8)

FirmFromToCurrent
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2022-01-03presentYes
FSC SECURITIES CORPORATION2018-06-112019-10-09
FSC SECURITIES CORPORATION2018-06-072018-06-07
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2016-05-022018-06-29
REUTEMANN FINANCIAL SOLUTIONS, INC.2010-10-252016-05-03
LPL FINANCIAL LLC2010-09-232010-09-23
QA3 FINANCIAL LLC2010-04-262010-09-09
SECURITIES AMERICA ADVISORS, INC.2007-10-152010-04-30

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