BRIAN F LA ROCCA is an investment adviser representative (IAR) with state registration records since 2012, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-02-25 | present | Yes |
| FROST INVESTMENT SERVICES | 2017-01-09 | 2019-02-26 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2015-02-26 | 2016-05-24 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2013-10-29 | 2015-02-12 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2012-06-18 | 2013-10-24 | — |