DOROTHY DECARLO

DOROTHY DECARLO is an investment adviser representative (IAR) with state registration records since 2013, appearing at 3 firms. Currently registered with KLINGMAN AND ASSOCIATES, LLC.

Registration history (3)

FirmFromToCurrent
KLINGMAN AND ASSOCIATES, LLC2025-03-10presentYes
UBS FINANCIAL SERVICES INC.2015-11-202024-06-07
CREDIT SUISSE SECURITIES (USA) LLC2013-08-232015-12-17

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