SHRUTI GAUBA is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2023-09-29 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2011-11-11 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2008-06-25 | 2009-10-23 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2005-11-11 | 2008-07-02 | — |