Lee W Northern

Lee W Northern is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with ALPHASTAR CAPITAL MANAGEMENT, LLC.

Registration history (11)

FirmFromToCurrent
ALPHASTAR CAPITAL MANAGEMENT, LLC2025-12-15presentYes
TRAJAN WEALTH, L.L.C.2024-12-032025-10-28
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2024-04-102024-12-02
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2023-08-292023-10-25
CHARLES SCHWAB & CO., INC.2020-05-282023-03-14
USAA INVESTMENT SERVICES COMPANY2018-01-082020-05-24
USAA FINANCIAL PLANNING SERVICES2015-08-252018-01-08
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-12-022015-08-12
USAA FINANCIAL PLANNING SERVICES2008-12-112013-08-05
USAA INVESTMENT SERVICES COMPANY2007-09-192008-12-31
USAA FINANCIAL PLANNING SERVICES2006-03-072007-09-13

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