GERMAN RICARDO MORA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 10 firms. Currently registered with GAGNI ASSET MANAGEMENT LLC, ERNST & YOUNG INVESTMENT ADVISERS LLP.
| Firm | From | To | Current |
|---|---|---|---|
| ERNST & YOUNG INVESTMENT ADVISERS LLP | 2023-10-31 | present | Yes |
| GAGNI ASSET MANAGEMENT LLC | 2021-11-13 | present | Yes |
| SB ADVISORY, LLC | 2021-05-17 | 2021-12-23 | — |
| STONEX INTERNATIONAL ADVISORS INC | 2019-07-03 | 2021-03-09 | — |
| MORA CAPITAL MANAGEMENT, LLC | 2017-08-29 | 2019-06-28 | — |
| GAGNI ASSET MANAGEMENT LLC | 2017-03-14 | 2017-03-14 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-11-29 | 2017-02-24 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-01-21 | 2016-12-02 | — |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | 2011-07-11 | 2014-11-24 | — |
| CP CAPITAL SECURITIES | 2007-09-14 | 2009-09-15 | — |
| UBS FINANCIAL SERVICES INC. | 2006-08-07 | 2007-05-25 | — |