RICARDO JUAN HARTEN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2021-03-08 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-03-04 | 2021-03-05 | — |
| UBS FINANCIAL SERVICES INC. | 2010-01-01 | 2016-03-11 | — |
| UBS INTERNATIONAL INC. | 2008-02-26 | 2010-01-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-05-29 | 2008-01-10 | — |
| CITICORP INVESTMENT SERVICES | 2006-05-15 | 2007-05-29 | — |