JAMES THEOCHARIS DIMOS

JAMES THEOCHARIS DIMOS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 7 firms. Currently registered with ADVISORY RESOURCE GROUP, LLC, LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2022-08-03presentYes
ADVISORY RESOURCE GROUP, LLC2020-02-21presentYes
NORTHEAST PLANNING ASSOCIATES, INC.2017-10-162020-02-18
MML INVESTORS SERVICES, LLC2017-03-252017-10-10
MARINER MANAGED ACCOUNT SOLUTIONS, LLC2015-03-162018-01-25
MSI FINANCIAL SERVICES, INC.2015-01-022017-03-25
NEW ENGLAND SECURITIES2007-02-262015-01-02

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