DOMINICK RUIZ

DOMINICK RUIZ is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2025-07-10presentYes
CADARET, GRANT & CO., INC.2023-01-252025-07-10
MARINER INDEPENDENT ADVISOR NETWORK, LLC2016-07-082023-01-27
STRATEGIC WEALTH ADVISORS GROUP2015-09-092016-07-08
WELLS FARGO CLEARING SERVICES, LLC2011-12-142015-09-14
CHASE INVESTMENT SERVICES CORP.2009-12-072011-12-14
BANC OF AMERICA INVESTMENT SERVICES, INC.2008-03-242009-03-26

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