Joanna Kim is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2022-12-22 | present | Yes |
| UNFCU ADVISORS LLC | 2019-01-26 | 2020-08-20 | — |
| B. RILEY CAPITAL MANAGEMENT | 2015-11-20 | 2019-01-02 | — |
| LADENBURG THALMANN ASSET MANAGEMENT INC | 2010-05-26 | 2012-02-27 | — |
| LADENBURG THALMANN ASSET MANAGEMENT INC | 2007-04-24 | 2009-09-18 | — |
| CITICORP INVESTMENT SERVICES | 2006-04-07 | 2007-03-14 | — |