JAMES ARTHUR NICHOLS

JAMES ARTHUR NICHOLS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with NEWEDGE WEALTH, LLC.

Registration history (4)

FirmFromToCurrent
NEWEDGE WEALTH, LLC2026-06-12presentYes
UBS FINANCIAL SERVICES INC.2015-11-172026-07-15
MORGAN STANLEY SMITH BARNEY LLC2009-06-012015-11-20
CITIGROUP GLOBAL MARKETS INC.2007-02-222009-06-01

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