Michal B Caro is an investment adviser representative (IAR) with state registration records since 2010, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-04-19 | present | Yes |
| NEXT FINANCIAL GROUP, INC. | 2020-06-19 | 2024-04-26 | — |
| CETERA INVESTMENT ADVISERS LLC | 2019-09-04 | 2020-06-19 | — |
| CASTLE ROCK WEALTH MANAGEMENT, LLC | 2019-05-01 | 2019-09-03 | — |
| CETERA INVESTMENT ADVISERS LLC | 2019-01-14 | 2019-05-02 | — |
| CUSO FINANCIAL SERVICES, L.P. | 2014-03-04 | 2019-01-14 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2010-12-23 | 2014-02-28 | — |