JAMES THOMAS O'GRADY

JAMES THOMAS O'GRADY is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (3)

FirmFromToCurrent
LPL FINANCIAL LLC2010-02-08presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232010-02-09
BANC OF AMERICA INVESTMENT SERVICES, INC.2006-04-132009-10-23

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