Gom Tran is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2015-02-05 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2013-12-12 | 2015-01-05 | — |
| SANTANDER SECURITIES LLC | 2012-09-19 | 2013-08-22 | — |
| LPL FINANCIAL LLC | 2012-05-25 | 2012-09-19 | — |
| CHASE INVESTMENT SERVICES CORP. | 2007-06-08 | 2012-05-11 | — |
| EQUITABLE ADVISORS, LLC | 2007-01-19 | 2007-02-26 | — |