William Esteban Romero

William Esteban Romero is an investment adviser representative (IAR) with state registration records since 2009, appearing at 7 firms. Currently registered with SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC.

Registration history (7)

FirmFromToCurrent
SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC2026-03-09presentYes
MML INVESTORS SERVICES, LLC2023-10-202025-06-10
AMERIPRISE FINANCIAL SERVICES, LLC2018-11-012023-10-13
EAGLE STRATEGIES LLC2017-05-232018-02-22
EQUITABLE ADVISORS, LLC2015-09-092017-01-18
J.P. MORGAN SECURITIES LLC2012-10-012015-02-10
CHASE INVESTMENT SERVICES CORP.2009-05-062012-10-01

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