ANDREW JOSEPH OSWALD is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with FLAHARTY ASSET MANAGEMENT, LLC, MODERN WEALTH MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MODERN WEALTH MANAGEMENT, LLC | 2026-06-15 | present | Yes |
| LPL FINANCIAL LLC | 2019-01-28 | 2026-06-03 | — |
| FLAHARTY ASSET MANAGEMENT, LLC | 2014-11-12 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2006-10-05 | 2014-10-23 | — |