Joan DuQuette

Joan DuQuette is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (5)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2024-01-22presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2019-09-052024-01-04
DFPG INVESTMENTS, LLC2018-04-272019-07-02
PRUCO SECURITIES, LLC2017-08-172018-04-26
HARRISDIRECT LLC2009-06-172017-07-14

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