JAMES EDWARD MILLS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2023-02-01 | present | Yes |
| PRINCIPAL SECURITIES, INC. | 2019-02-07 | 2023-01-30 | — |
| CAPITAL FINANCIAL SERVICES, INC. | 2007-08-29 | 2008-03-17 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-06-15 | 2007-08-22 | — |