HELMUT GARCIA is an investment adviser representative (IAR) with state registration records since 2009, appearing at 11 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-05-15 | present | Yes |
| CUSO FINANCIAL SERVICES, L.P. | 2023-12-26 | 2025-05-15 | — |
| MML INVESTORS SERVICES, LLC | 2021-06-09 | 2024-01-02 | — |
| MIRAMONTES CAPITAL, LLC | 2019-08-27 | 2021-02-19 | — |
| THE RETIREMENT GROUP, LLC | 2018-04-24 | 2019-06-03 | — |
| FSC SECURITIES CORPORATION | 2018-03-21 | 2019-06-05 | — |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2017-03-16 | 2017-09-20 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2014-07-14 | 2016-06-24 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-08-10 | 2013-12-03 | — |
| RBC SECURITIES, INC. | 2011-01-13 | 2011-08-16 | — |
| HARRISDIRECT LLC | 2009-06-25 | 2010-05-21 | — |