WILLIAM COURTNEY LEFFALL

WILLIAM COURTNEY LEFFALL is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2023-12-14presentYes
SVB WEALTH2022-03-042023-12-18
SVB INVESTMENT SERVICES INC.2021-03-172022-07-29
DIMENSIONAL FUND ADVISORS LP2014-12-232019-10-02
USAA FINANCIAL PLANNING SERVICES2009-06-102013-04-18
BANC OF AMERICA INVESTMENT SERVICES, INC.2008-03-122009-03-18
AMERIPRISE FINANCIAL SERVICES, LLC2006-12-152008-02-28

More