Rufus H. Smith

Rufus H. Smith is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (4)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2017-03-23presentYes
WELLS FARGO CLEARING SERVICES, LLC2016-02-042017-02-23
CREDIT SUISSE SECURITIES (USA) LLC2013-03-262016-03-02
ALLIANCEBERNSTEIN L.P.2012-06-122013-02-27

More