STEVEN TRAN

STEVEN TRAN is an investment adviser representative (IAR) with state registration records since 2011, appearing at 7 firms. Currently registered with OSAIC WEALTH, INC..

Registration history (8)

FirmFromToCurrent
OSAIC WEALTH, INC.2026-05-14presentYes
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2022-01-042024-12-31
WELLS FARGO CLEARING SERVICES, LLC2020-04-062021-06-10
CENTAURUS FINANCIAL, INC.2017-02-232019-12-09
LPL FINANCIAL LLC2015-06-102016-06-21
TD AMERITRADE, INC.2014-04-252015-05-18
FIRST ALLIED ADVISORY SERVICES, INC.2012-08-302014-04-17
LPL FINANCIAL LLC2011-12-062012-08-31

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