Junia Pan Li is an investment adviser representative (IAR) with state registration records since 2012, appearing at 6 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2024-10-09 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2023-12-13 | 2024-07-26 | — |
| CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. | 2021-07-01 | 2023-01-25 | — |
| CAPITAL BANK AND TRUST COMPANY | 2021-02-01 | 2021-07-01 | — |
| HSBC SECURITIES (USA) INC. | 2017-10-09 | 2021-01-25 | — |
| J.P. MORGAN SECURITIES LLC | 2014-12-15 | 2017-07-21 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2013-09-25 | — |
| CHASE INVESTMENT SERVICES CORP. | 2012-05-31 | 2012-10-01 | — |