Thomas Jerome Schmidt is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with NEW YORK LIFE INVESTMENT MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 2024-04-17 | present | Yes |
| PUTNAM INVESTMENT MANAGEMENT, LLC | 2022-04-12 | 2024-01-24 | — |
| CETERA WEALTH SERVICES, LLC | 2019-08-02 | 2020-02-21 | — |
| BNY MELLON SECURITIES CORPORATION | 2007-04-10 | 2019-06-07 | — |