NICHOLAS ANTHONY PFEIFFER

NICHOLAS ANTHONY PFEIFFER is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with SILVER OAK SECURITIES INCORPORATED.

Registration history (4)

FirmFromToCurrent
SILVER OAK SECURITIES INCORPORATED2025-06-30presentYes
SEACREST WEALTH MANAGEMENT, LLC2012-11-262025-06-30
J.J.B. HILLIARD, W.L. LYONS, LLC2008-09-232012-10-17
UBS FINANCIAL SERVICES INC.2007-04-132008-10-03

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