JAMES PAUL WERTZ is an investment adviser representative (IAR) with state registration records since 2007, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-12-10 | present | Yes |
| INDEPENDENT FINANCIAL GROUP, LLC | 2019-05-31 | 2024-12-12 | — |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2012-06-01 | 2019-06-10 | — |
| EQUITABLE ADVISORS, LLC | 2010-05-12 | 2012-06-05 | — |
| EVOLVE INVESTMENT ADVISORS | 2009-08-03 | 2010-04-30 | — |
| EVOLVE SECURITIES, INC. | 2009-07-30 | 2009-08-03 | — |
| JOLLIFFE CAPITAL, INC. | 2008-07-03 | 2009-07-14 | — |
| QA3 FINANCIAL LLC | 2007-08-10 | 2008-07-02 | — |