CARLOS ALBERTO PRINCE

CARLOS ALBERTO PRINCE is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with LEGACY EDGE ADVISORS, LLC.

Registration history (7)

FirmFromToCurrent
LEGACY EDGE ADVISORS, LLC2025-05-12presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2021-11-292025-05-05
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2012-04-092021-11-04
ASCENSUS FINANCIAL SERVICES, LLC.2012-02-062012-03-21
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2010-01-122012-01-09
TD AMERITRADE, INC.2010-01-122012-01-09
STRATEGIC ADVISERS LLC2008-12-242010-01-06

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