JOHN DONALD BAUMGARTEN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2020-05-20 | present | Yes |
| ALLIANCEBERNSTEIN L.P. | 2007-10-01 | 2020-05-27 | — |