Max Johann Rooney is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-06-08 | present | Yes |
| PEOPLE'S UNITED ADVISORS, INC. | 2023-01-05 | 2023-11-15 | — |
| PEOPLE'S UNITED ADVISORS, INC. | 2022-01-25 | 2022-12-31 | — |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2021-04-20 | 2021-12-08 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2014-09-03 | 2021-03-03 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2013-03-21 | 2014-07-30 | — |