RICK J WERTHEIM is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2021-06-03 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2014-12-24 | 2015-09-29 | — |
| CETERA WEALTH SERVICES, LLC | 2012-07-06 | 2015-01-02 | — |
| WOODBURY FINANCIAL SERVICES, INC. | 2011-05-19 | 2012-07-10 | — |
| INVEST FINANCIAL CORPORATION | 2008-02-15 | 2011-05-09 | — |