KAREN DALMAU

KAREN DALMAU is an investment adviser representative (IAR) with state registration records since 2007, appearing at 8 firms. Currently registered with OPPENHEIMER & CO. INC..

Registration history (10)

FirmFromToCurrent
OPPENHEIMER & CO. INC.2026-05-05presentYes
EDWARD D. JONES & CO., L.P.2024-03-182026-05-13
MORGAN STANLEY SMITH BARNEY LLC2023-04-142024-03-21
UBS FINANCIAL SERVICES INC.2017-10-192023-03-06
MORGAN STANLEY SMITH BARNEY LLC2014-04-092017-09-20
WADDELL & REED2012-12-062014-02-11
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-02-072012-12-10
AMERIPRISE FINANCIAL SERVICES, LLC2010-01-262011-01-21
WELLS FARGO INVESTMENTS, LLC2009-07-242009-11-23
EDWARD D. JONES & CO., L.P.2007-11-162008-02-25

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