Roger Ivan Toledo

Roger Ivan Toledo is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2026-03-23presentYes
FIRST TRUST ADVISORS LP2020-12-152024-12-19
KOVACK INTERNATIONAL ADVISORS INC.2019-06-282019-12-31
MORGAN STANLEY SMITH BARNEY LLC2010-06-302019-01-24
AMERIPRISE FINANCIAL SERVICES, LLC2008-01-022008-04-11

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