BENJAMIN CHARLES SAUER

BENJAMIN CHARLES SAUER is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (4)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2025-05-30presentYes
UBS FINANCIAL SERVICES INC.2014-02-142025-06-19
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232014-02-18
BANC OF AMERICA INVESTMENT SERVICES, INC.2008-04-182009-10-23

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