JAMES ANTHONY ROCCO is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2014-12-03 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2014-12-12 | — |
| CHASE INVESTMENT SERVICES CORP. | 2011-10-28 | 2012-10-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2010-06-15 | 2011-10-13 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2008-12-09 | 2009-02-26 | — |