Eric Lau

Eric Lau is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with HSBC SECURITIES (USA) INC..

Registration history (7)

FirmFromToCurrent
HSBC SECURITIES (USA) INC.2025-08-29presentYes
LPL FINANCIAL LLC2023-07-192025-08-20
BANCWEST INVESTMENT SERVICES, INC.2019-11-052023-07-19
PRUCO SECURITIES, LLC2017-06-222019-11-07
HORNOR, TOWNSEND & KENT, LLC2016-12-022017-04-13
EQUITABLE ADVISORS, LLC2015-10-022016-09-20
MSI FINANCIAL SERVICES, INC.2008-03-282008-07-09

More