Brent ALLEN Penrose is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with NORTHERN TRUST SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| NORTHERN TRUST SECURITIES, INC. | 2026-02-03 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2023-09-01 | 2025-04-08 | — |
| UBS FINANCIAL SERVICES INC. | 2020-07-31 | 2023-09-14 | — |
| HSBC SECURITIES (USA) INC. | 2017-05-10 | 2020-03-31 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-03-13 | 2017-04-18 | — |