CHRISTOPHER LAURENCE SWAINE is an investment adviser representative (IAR) with state registration records since 2009, appearing at 8 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2023-11-03 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2023-09-05 | 2023-11-01 | — |
| HARRISDIRECT LLC | 2019-03-13 | 2023-09-05 | — |
| CHECCHI CAPITAL ADVISERS, LLC | 2018-03-30 | 2018-11-08 | — |
| COASTAL BRIDGE ADVISORS, LLC | 2017-03-08 | 2018-03-05 | — |
| HARRISDIRECT LLC | 2016-01-06 | 2017-02-23 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2012-08-06 | 2016-01-06 | — |
| TD AMERITRADE, INC. | 2012-08-06 | 2016-01-06 | — |
| OPPENHEIMER & CO. INC. | 2009-04-29 | 2012-01-05 | — |