JAMES ELLIOTT

JAMES ELLIOTT is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (8)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2018-12-12presentYes
BB&T SECURITIES, LLC2018-01-022018-05-30
BB&T INVESTMENT SERVICES, INC.2015-07-132018-01-02
WELLS FARGO CLEARING SERVICES, LLC2014-12-112015-07-06
UBS FINANCIAL SERVICES INC.2014-06-192014-09-05
WELLS FARGO CLEARING SERVICES, LLC2012-07-112014-05-16
VOYA FINANCIAL ADVISORS, INC.2008-07-082009-05-07
SCOTT & STRINGFELLOW, LLC2008-03-272008-06-26

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