Sara Mills-Gaines is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with PRINCIPAL SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | 2024-08-16 | present | Yes |
| PARSONEX ADVISORY SERVICES, INC. | 2021-01-12 | 2021-07-27 | — |
| PARSONEX ADVISORY SERVICES, INC. | 2020-03-16 | 2020-12-31 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-05-27 | 2018-04-05 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2015-06-17 | — |
| WELLS FARGO INVESTMENTS, LLC | 2008-04-07 | 2011-01-03 | — |