KENNETH E TOOPS

KENNETH E TOOPS is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2025-05-15presentYes
CUSO FINANCIAL SERVICES, L.P.2021-02-102025-05-15
SWBC INVESTMENT COMPANY2011-07-112021-02-11
WELLS FARGO CLEARING SERVICES, LLC2009-01-232011-07-11

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