KEVIN SUEN

KEVIN SUEN is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with PRINCIPAL SECURITIES, INC..

Registration history (6)

FirmFromToCurrent
PRINCIPAL SECURITIES, INC.2026-03-04presentYes
STRATEGIC ADVISERS LLC2025-03-312026-02-20
FIDELITY PERSONAL AND WORKPLACE ADVISORS2022-03-292025-03-31
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2020-05-082022-02-28
CAPITAL CLIENT GROUP, INC.2019-01-152019-11-18
PRINCIPAL SECURITIES, INC.2011-09-072019-01-02

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