MICHAEL RICHARD SCHWARTZ

MICHAEL RICHARD SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (4)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-06-29presentYes
LPL FINANCIAL LLC2017-11-292019-05-17
INVESTMENT CENTERS OF AMERICA, INC.2015-12-232017-11-29
PRINCIPAL SECURITIES, INC.2014-01-172016-01-04

More