JAMES EDWARD GAINES is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC..
| Firm | From | To | Current |
|---|---|---|---|
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | 2015-02-24 | present | Yes |
| SAXONY CAPITAL MANAGEMENT LLC. | 2012-07-23 | 2015-02-25 | — |
| ROTHSCHILD INVESTMENT LLC | 2011-05-11 | 2012-07-20 | — |