SHANNON PAUL SIMON

SHANNON PAUL SIMON is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with DB & C ADVISORS, LLC.

Registration history (6)

FirmFromToCurrent
DB & C ADVISORS, LLC2018-10-16presentYes
LPL FINANCIAL LLC2018-10-102018-10-10
SECURITIES AMERICA ADVISORS, INC.2016-05-022018-10-10
FIRST ALLIED ADVISORY SERVICES, INC.2014-03-162016-05-10
REGAL INVESTMENT ADVISORS LLC2011-04-262014-03-14
INVEST FINANCIAL CORPORATION2009-04-072011-04-25

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