TAD ALAN HERRINGTON is an investment adviser representative (IAR) with state registration records since 2014, appearing at 6 firms. Currently registered with PDS PLANNING INC.
| Firm | From | To | Current |
|---|---|---|---|
| PDS PLANNING INC | 2025-10-10 | present | Yes |
| GRAVER CAPITAL MANAGEMENT, LLC | 2025-06-16 | 2025-07-25 | — |
| SWS PARTNERS, LLC | 2023-07-10 | 2025-05-15 | — |
| CLARK ASSET MANAGEMENT, LLC | 2021-06-02 | 2022-09-08 | — |
| JOHN E. SESTINA AND COMPANY | 2016-06-29 | 2021-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2014-05-16 | 2016-04-15 | — |