ALI MOZAFFAR is an investment adviser representative (IAR) with state registration records since 2010, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2020-06-19 | present | Yes |
| UNITED BROKERAGE SERVICES, INC | 2018-03-26 | 2020-06-30 | — |
| CAPITAL ONE ADVISORS, LLC | 2015-03-04 | 2018-03-26 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-03-18 | 2014-06-23 | — |
| HSBC SECURITIES (USA) INC. | 2012-12-11 | 2013-11-04 | — |
| FIRST COMMAND BROKERAGE SERVICES, INC. | 2010-01-27 | 2012-09-26 | — |