SIMON K CHAN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-07-08 | present | Yes |
| INSIGHT SECURITIES, INC. | 2021-08-05 | 2025-08-08 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2020-07-06 | 2021-07-20 | — |
| UNFCU ADVISORS LLC | 2018-08-02 | 2020-06-03 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2017-05-01 | 2018-05-02 | — |
| HSBC SECURITIES (USA) INC. | 2013-01-24 | 2017-03-22 | — |
| HSBC SECURITIES (USA) INC. | 2010-01-28 | 2012-09-28 | — |