Sean Patrick Tuohy is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with CALDWELL SUTTER CAPITAL, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CALDWELL SUTTER CAPITAL, INC. | 2024-05-14 | present | Yes |
| SWBC INVESTMENT COMPANY | 2015-08-03 | 2024-05-07 | — |
| ADVISORS ASSET MANAGEMENT, INC. | 2011-09-09 | 2015-08-18 | — |